VERU INC. filed this 8-K on 20180927

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Subdocument - 8-K - FORM 8-K
  Page 1 - UNITED STATES
  Page 2 - Forward-Looking Statements
  Page 3 - N/A
  Page 4 - SIGNATURES
Subdocument - EX-1.1 - EX-1.1
  Page 1 - Exhibit 1.1
  Page 2 - Preliminary Prospectus, and the Preliminary Prospectus and any other prospectus supplement to the Ba
  Page 3 - Annual Report ) was filed with the Commission, or, if later, at the time the Registration Statement
  Page 4 - Non-Affiliate Shares ), was equal to or greater than $75 million (calculated by multiplying (x) the
  Page 5 - GAAP ) applied on a consistent basis during the periods involved; there are no financial statements
  Page 6 - Material Adverse Effect ).
  Page 7 - N/A
  Page 8 - FINRA ) or Nasdaq in connection with the sale of the Offered Shares.
  Page 9 - Sarbanes-Oxley Act ) with respect to the Company. Liggett Webb, P.A., the accounting firm that certi
  Page 10 - FDA ), the United States Drug Enforcement Administration or any other foreign, federal, state, provi
  Page 11 - Intellectual Property ), necessary for the conduct of their respective businesses as now conducted e
  Page 12 - Regulation M )) with respect to the Shares, whether to facilitate the sale or resale of the Offered
  Page 13 - Environmental Laws ); (ii) have received and are in compliance with all permits, licenses or other a
  Page 14 - Evaluation Date ). The Company presented in its most recent Annual Report on Form 10-K the conclusio
  Page 15 - Money Laundering Laws ); and no action, suit or proceeding by or before any Governmental Authority i
  Page 16 - Anti-Corruption Laws ), (y) promised, offered, provided, attempted to provide or authorized the prov
  Page 17 - Entity ) or any director, officer, employee, agent, affiliate or representative of the Entity, is a
  Page 18 - Authorizations ); (iii) possesses all material Authorizations and such Authorizations are valid and
  Page 19 - Lock-up Agreement ) from each of the persons listed on Exhibit B. Such Exhibit B lists the directors
  Page 20 - First Closing Date shall refer to the time and date of delivery of certificates for the Firm Shares
  Page 21 - N/A
  Page 22 - N/A
  Page 23 - N/A
  Page 24 - N/A
  Page 25 - electronic Prospectus to be used by the Underwriters in connection with the offering and sale of the
  Page 26 - Related Securities means any options or warrants or other rights to acquire Shares or any securities
  Page 27 - N/A
  Page 28 - N/A
  Page 29 - On each of the date hereof, the First Closing Date and each Option Closing Date, the Representative
  Page 30 - N/A
  Page 31 - N/A
  Page 32 - Underwriter Information ).
  Page 33 - N/A
  Page 34 - N/A
  Page 35 - Underwriter shall be deemed to include any person substituted for a defaulting Underwriter under thi
  Page 36 - N/A
  Page 37 - N/A
  Page 38 - Electronic Notice ) shall be deemed written notice for purposes of Section 15 and this Section 16 if
  Page 39 - CONSENT TO JURISDICTION. EACH PARTY HEREBY IRREVOCABLY SUBMITS TO THE EXCLUSIVE JURISDICTION OF THE
  Page 40 - Governmental Authority means (i) any federal, provincial, state, local, municipal, national or inter
  Page 41 - N/A
Subdocument - EX-5.1 - EX-5.1
  Page 1 - Exhibit 5.1
  Page 2 - N/A
Subdocument - EX-10.1 - EX-10.1
  Page 1 - Exhibit 10.1
  Page 2 - Duties. During the Executive s employment with the Company pursuant to this Agreement, the Executive
  Page 3 - 4.3 Supersedes Consulting Agreement. As of the Effective Date, this Agreement supersedes and replace
  Page 4 - Accrued Amounts .
  Page 5 - Release ), which shall include a re-affirmation of Executive s non-disparagement obligation and his
  Page 6 - , Good Reason shall mean the occurrence of any of the following, in each case during the Executive s
  Page 7 - N/A
  Page 8 - Change in Control shall have the meaning set forth in the Company s applicable equity plans and gran
  Page 9 - Resignation of All Other Positions. Upon termination of the Executive s employment hereunder for any
  Page 10 - Net Benefit shall mean the present value of the 280G Payments net of all federal, state, local, fore
  Page 11 - Definition.
  Page 12 - Disclosure and Use Restrictions.
  Page 13 - Restrictive Covenants.
  Page 14 - Non-solicitation of Employees. The Executive agrees that the Company has made a substantial investme
  Page 15 - Non-interference with Other Business Relationships. The Executive agrees and covenants, during the R
  Page 16 - Waiver of Defenses. The Executive agrees that in the event the Company brings an action for injuncti
  Page 17 - Further Assurances; Power of Attorney. During and after his employment, the Executive agrees to reas
  Page 18 - Exit Obligations. Upon (a) voluntary or involuntary termination of the Executive s employment or (b)
  Page 19 - Modification and Waiver. No provision of this Agreement may be amended or modified unless such amend
  Page 20 - Separation from Service. A termination of employment shall not be deemed to have occurred for purpos
  Page 21 - Notification to Subsequent Employer. When the Executive s employment with the Company terminates, th
  Page 22 - Withholding. The Company shall have the right to withhold from any amount payable hereunder any fede
Subdocument - EX-99.1 - EX-99.1
  Page 1 - Exhibit 99.1
  Page 2 - N/A
Subdocument - EX-99.2 - EX-99.2
  Page 1 - Exhibit 99.2
  Page 2 - N/A